SEC Risk Alert: Expense Allocation

SEC Risk Alert: Expense Allocation

The SEC issued a Risk Alert identifying expense misallocation as one of the most widespread compliance problems facing private equity and hedge fund managers. The SEC’s objective in issuing the Risk Alert was “to encourage advisors to assess their [practices] to...
Read IntegriDATA’s Article at AlphaWeek

Read IntegriDATA’s Article at AlphaWeek

Read IntegriDATA’s article at AlphaWeek on private equity expense allocation. Expense Allocation: SEC Warns, Private Equity Should Listen In February, the SEC once again listed expense allocation as a compliance exam priority. Three months later, it reiterated...
Private Fund Compliance Forum 2017

Private Fund Compliance Forum 2017

Defining the evolution of the private equity CCO This year, the Private Fund Compliance Forum is more critical than ever. With a new administration, SEC Chair, and a regulatory rollback of Dodd-Frank, the compliance community will need an in-depth examination of how...